Tom Schumann
Executive Manager, Compliance at Westpac Group
Based in Sydney, Australia
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Seniority
Manager
Department
Legal
Location
Sydney
Industry
Financial Services
Company size
15K
Contact information
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t•••••••@westpac.com.au
Phone
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Background
About Tom Schumann
Experienced risk, compliance, and audit professional with a strong track record in the financial services industry. Skilled in regulatory compliance, risk management, and governance, with deep expertise in Australian financial regulations, including the Corporations Act (ASIC), Advice regulations, Design and Distribution Obligations, and Anti-Hawking. I provide strategic compliance guidance to support business decision-making, ensuring adherence to regulatory requirements while driving a strong compliance culture that prioritizes customer protection. As a subject matter expert, I deliver insights on financial product distribution and advice models, offering practical solutions to navigate complex regulatory landscapes. Passionate about integrity, clarity, and continuous improvement, I enjoy translating regulatory requirements into actionable business guidance.
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