Uma Mandavgane

Background

About Uma Mandavgane

CA, CISA with 30 years experience in risk advisory consulting services, corporate finance and treasury management. A high-energy and results oriented leader with outstanding communication skills and ability to put across technical issues lucidly to non-technical C-suite executives. Uma is well versed in international standards such as CoBIT, COSO, ISO 27001 and compliance requirements for Sarbanes Oxley, SSAE 18, Internal Financial Controls and regulatory requirements mandated by Reserve Bank of India (RBI), Securities Exchange Board of India (SEBI), Telecom Regulatory Authority of India (TRAI) and National Stock Exchange (NSE)/ Bombay Stock Exchange (BSE). Since 2003, she has been providing risk management and controls assurance services for clients in BFS, Retail, Manufacturing, Oil & Gas and Telecom sectors. Key engagements have been in Business and Technology risk domains covering : 1. Internal Audit 2. Application Functionality Reviews 3. Business Process Reviews 4. Internal Financial Controls Reviews 5. Third Party Controls Assessments 6. Regulatory Compliance Reviews 7. Fraud Risk assessments 8. IT General Controls Reviews 9. ISO 27001 implementation reviews Between 1989 till 2003, she was managing corporate finance and treasury management function for large corporates in India - raising working capital, project finance through bank / institution led consortium financing, term loans, foreign currency loans, external commercial borrowings, commercial papers. Presently Founder and Managing Partner of Azzure Advisory & Consulting Services LLP, a professional services firm providing risk advisory consulting services to clients in BFS. She is also on the Board of few publicly listed companies as an Independent Director and chairs their Audit Committees. In 2014-16, was member Information Technology Committee, Western Regional Council of The Institute of Chartered Accountants of India.