Varsha Mamgain

Background

About Varsha Mamgain

Self-motivated, risk and compliance professional with extensive hands-on experience in client onboarding, cross-border account opening, Institutional KYC, AML/KYC risk-based assessment, and regulatory reporting. My area of expertise is spread across operation management, people management, conflict management, risk underwriting, client onboarding and periodic review for corporate institutional banking, sanctions screening, pep screening, AML/KYC screening, EDD, CDD, Transaction Monitoring, Cash threshold reporting, Suspicious Activity Reporting (SAR) to FIUs and regulatory reporting. Excellent communication, analytic, research and investigation, problem-solving, and attention to detail skills with an ability to work in a fast-paced environment. Fair understanding of global Financial Crime, Risk and Compliance regulatory requirements for key regulators/governing bodies and acts such as: The U.S. Securities and Exchange Commission (SEC), USA Patriot Act, Bank Secrecy Act, The Financial Industry Regulatory Authority (FINRA), The Reserve Bank of India (RBI), Australian Transaction Reports and Analysis Centre (Austrac), Australian Securities & Investments Commission (ASIC), Financial Conduct Authority (FCA), Financial Action Task Force (FATF), Office Of Foreign Assets Control (OFAC), Financial Transactions and Reports Analysis Centre of Canada(FINTRAC), Financial Consumer Agency of Canada (FCAC), The Office of the Superintendent of Financial Institutions (OSFI).