Vince Pecora

Background

About Vince Pecora

Leadership, Management, and Governance • Recruit and manage legal teams with up to 3 direct reports at 3 different public companies • Prepare and lead meetings of public company boards of directors and standing committees • Executive compensation design, compliance, and implementation Strategic Transactions and Financings • Lead strategic transaction counsel stock- and asset-based, public and private M&A deals • Lead corporate counsel for $600M global credit facility • Oversight responsibilities at all phases of the M&A life cycle (due diligence, definitive agreements, and integration) • Extensive strategic capital raising experience, including debt, equity, and hybrid strategic capital financing transactions International • Chief Legal Officer of a Nasdaq-listed foreign private issuer (FPI) headquartered in Australia • Navigated complex cross-border and multijurisdictional securities, M&A, and governance matters • Draft SEC FPI and Nasdaq compliance reports, including annual reports on Form 20-F and Form 6-K • Corporate entity management of up to 19 subsidiaries across 14 countries • Lead counsel on global entity rationalization plan for multiple public companies Securities Compliance • SEC (’33 and ’34 Act), NYSE, and Nasdaq financial reporting and compliance • Navigated complex governance and reporting issues in domestic, family-controlled, and foreign-headquartered public companies Licenses • License to practice law: Arizona (2011) • License to practice law: Michigan (2005) Other Certifications • B2 (Upper Intermediate) Fluency in Spanish • Level 2 Krav Maga Certified