William Sweeney

Background

About William Sweeney

I am a Compliance and regulatory professional and counsel with diversified experience in due diligence review, client onboarding and governance with a special focus on Anti-Money Laundering (AML) and Know Your Client (KYC) in the financial services industry. I have expertise in all areas of AML onboarding, quality assurance and customer negative news review and escalation as well as AML investigations. At Commerzbank and Depository Trust and Clearing Corporation, I was recruited to build out new KYC and Compliance functions. I have a strong record of implementing risk and cost containment measures and contribute both strength and knowledge in the following areas: executing KYC Remediation Projects; Reduction of Corporate Risk; Team Leadership; Corporate Training; Identifying KYC Red Flags; and Management Reporting. I welcome opportunities to connect with other professionals in the compliance and regulatory arenas and can be reached at: wsweeneylaw@gmail.com.