Directory · CA
Capital Markets in Canada
A register of firms and the professionals working at them in the Capital Markets sector based in Canada. Browse the public index, then filter or export on Kipplo.
Companies
302 on file
Peters & Co. Limited
Peters & Co. Limited ("Peters & Co.") is an independent, fully integrated investment dealer which has specialized in investments in the Canadian energy sector. Founded in 1971, Peters & Co. is a participating member of the Toronto Stock Exchange, the TSX Venture Exchange, the TSX Alpha Exchange, the Canadian Securities Exchange, the Investment Industry Regulatory Organization of Canada, the Investment Industry Association of Canada, and the Canadian Investor Protection Fund. Peters & Co. Equities Inc, a wholly-owned subsidiary of Peters & Co, is a member of the Financial Industry Regulatory Authority, the Securities Investor Protection Corporation, and the Securities Industry and Financial Markets Association in the United States. Peters & Co. provides investment services to institutional investors and private clients; employs its own trading group; performs specialized and comprehensive investment research on the oil and natural gas and oilfield services industries; and is an active underwriter for, and financial advisor to, companies active in the Canadian energy industry. Peters & Co. and its principals have participated in a significant number of merger and acquisition transactions involving oil and natural gas, midstream, and oilfield services corporations and income trusts in Canada and internationally.
51 to 200 staff
Ontario Securities Commission
The Ontario Securities Commission administers and enforces securities law in the province of Ontario. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk.
501 to 1000 staff
Aimia Inc
Aimia Inc.(TSX: AIM) is a diversified company focused on unlocking the growth potential of its two global businesses, Bozzetto, a sustainable specialty chemicals company, and Cortland International, a rope and netting solutions company. Headquartered in Toronto, Aimia's priorities include monetizing its non-core investments, returning capital to its shareholders, and efficiently utilizing its loss carry-forwards to create shareholder value. For more information about Aimia, visit
11 to 50 staff
Brendan Wood International
Brendan Wood International (BWI), formed in 1970, is a private advisory group which originates performance investigation programs in the capital markets. Brendan Wood Partners debrief large institutional investors worldwide on a daily basis. There are live consultations with professionals overseeing +/-$55 trillion invested in the +/- 1400 big cap companies on the BWI Index. Relying on its real time performance intelligence, BWI advises public companies, institutional and activist investors, investment banks and broker dealers on strategy, performance and recruitment of TopGun talent. The firm’s partners have formally presented at C level strategy meetings and corporate off-sites in fifty cities. Brendan Wood founded the exclusive TopGun Club, a performance based institution.
11 to 50 staff
Cormark Securities Inc
Cormark is a leading Canadian independent investment dealer. Established in 1981 as Sprott Securities, Cormark has evolved into a full-service investment banking platform with top-ranked research and one of the top-five trading platforms on Bay Street. Over the past 10 years, our investment banking practice has participated in transactions raising $100+ billion for Canadian companies and has advised on mergers & acquisitions with an aggregate value of $40+ billion. Cormark is entirely employee owned and fully independent – we are the largest private investment bank in Canada.
51 to 200 staff
Toronto Stock Exchange
Toronto Stock Exchange (TSX) is Canada's oldest and largest public equity market, with more than 160 years of experience. Companies listed on TSX include a broad range of companies from Canada, North America and around the world across a diverse array of industry sectors. Approximately 1,500 companies are listed on the Exchange, with a total market capitalization of $2.7 trillion (as at December 31, 2016).
501 to 1000 staff
6ix
Where capital & ideas meet. We do not provide investment advice. Do your own due diligence. Please read: http://6ix.com/disclaimer/
11 to 50 staff
Beacon Securities Limited
Founded in 1988, Beacon is a full-service independent investment dealer in Canada, with an emphasis on mid-market institutional equities. Our services include: • Equity research • Institutional sales & trading • Investment Banking Investment Banking We bring you innovative financing solutions, tailored to meet the demands of your business and capital markets strategy. We approach every mandate with a focus on long-term value creation – our corporate finance ideology is rooted in building and maintaining rewarding relationships with our clients, not in “one-off” transactions. Equity Research Beacon has a strategic presence across Canada and serves clients globally across many different sectors. Our team is comprised of a diverse group of dedicated investment professionals who are passionate about creating value for our clients. Current areas of coverage include: • Mining • Oil & Gas • Clean Technology • Healthcare • Cannabis • Non-Bank Financials • Diversified / Special Situations Institutional Sales & Trading With a focus on mid-market growth companies in oil and gas, technology, mining and non-resource special situations. Our idea-driven approach ensures that our clients, both institutional investors and issuers, are offered unique and innovative solutions to help achieve their goals. Institutional Fixed Income Our fixed income team is involved in underwriting, origination, trading and sales of corporate and government securities, and is a proud distributor for the Bank of Canada and provinces across the country.
11 to 50 staff
Canadian Derivatives Clearing Corporation Cdcc
Canadian Derivatives Clearing Corporation (CDCC) acts as the central clearing counterparty for exchange-traded derivative products in Canada and for a growing range of financial instruments trading in the over-the-counter (OTC) markets. CDCC's role is to ensure the integrity and stability of the markets that it supports. CDCC occupies a unique space in the Canadian financial markets. Here are the main reasons behind CDCC's exclusive position- The only integrated central clearing counterparty in North America that clears and settles futures, options and options on futures- Over thirty-five-year track record as the central clearing counterparty and guarantor of exchange-traded derivative products in Canada- More than 30 clearing members, including major financial institutions and brokers in Canada.
11 to 50 staff
Cascade Debt
In asset-backed credit, diligence, and risk mitigation rely on reams of data that need to be manually validated and analyzed. Cascade’s platform provides independently verified data that increases trust, transparency, and collaboration for all counterparties. Scale AUM and debt capital faster without the risk and headache.
11 to 50 staff
Formula Growth Limited
Formula Growth Limited is an independent investment advisor that was founded in 1960. Our main office is located in Montreal and we have a research office in New York. The fund manager utilizes its vast and deep experience of the North American and Asia markets to invest in a portfolio of small to medium capitalization listed securities. This global perspective has enabled Formula Growth to produce an enviable long term track record since 1960 for our long-only funds and since 2002 for our long/short strategies. Stock selection is principally based on a fundamental business and security analysis. The firm is 100% owned by the partners, who manage all aspects of the business including long term planning, developing and implementing investment strategies and managing the company on a daily basis.
11 to 50 staff
Newgen Asset Management
NewGen was founded to offer investors an alternative to traditional long-only investment strategies, and we strive each day to deliver a truly unique return stream with minimal correlation to other asset classes. By utilizing disciplined investment strategies designed to capitalize on market inefficiencies, our firm seeks to provide our investor base with preservation of capital, diversification and strong risk adjusted returns. Our firm manages assets on behalf of Institutions, Family Offices, Advisors and High Net Worth Individuals.
11 to 50 staff
Ubc Trading Group
UBC Trading Group – Established in 2011 with the mission of inspiring students to learn to look at the markets daily, take capital markets education beyond the classroom, and become a part of the action in the personal or professional context. “To supplement and facilitate the learning process of trading or investing in the capital markets.” From professional seminars to technical workshops, we provide members with an unparalleled and holistic platform for immersing themselves in the capital markets while attending university.
11 to 50 staff
Ontario Financing Authority
The Ontario Financing Authority (OFA) was established as an agency of the Crown on November 15, 1993 by the Capital Investment Plan Act, 1993 (the Act). In accordance with the Act, the OFA: • conducts borrowing, investment and financial risk management for the Province of Ontario (the Province); • manages the Provincial debt; • manages the Province's key financial relationships with investors, financial institutions, rating agencies and public bodies; • provides centralized financial services for the Province including banking and cash management; • advises ministries, Crown agencies and other public bodies on financial policies and projects; • assists Crown agencies and other public bodies to borrow and invest money; • acts at the direction of the Province in lending to certain public bodies; • invests on behalf of some public bodies; • with Ontario Power Generation Inc.(OPG), manages the investment activities of OPG’s Used Fuel Segregated Fund and Decommissioning Segregated Fund; and • carries out the day-to-day operations of Ontario Electricity Financial Corporation (OEFC) and provides a broad range of financial services to Infrastructure Ontario. In addition, the OFA’s objects include: • providing such other financial services as are considered advantageous to the Province or any public body; and • any additional objects as directed by the Lieutenant Governor in Council. In pursing its mandate, the OFA is committed to its core values of respect, innovation, teamwork and accountability.
51 to 200 staff
Riskfuel
Riskfuel harnesses AI to produce ultra-fast versions of the proprietary software that banks and insurance companies use to value and risk manage their portfolios of financial instruments, delivering both new business opportunities and significant reductions in operating costs.
11 to 50 staff
Canada Development Investment Corporation Cdev
Canada Development Investment Corporation (CDEV) is a self-sustained federal Crown corporation that has become the entity of choice for critical financial transactions needed to help the federal government achieve its goals and maximize the value of its corporate assets. With a more than 40-year long history of operations, CDEV has seen its mandate expand over time to provide a breadth of financial advisory services and expertise to support the country’s broader economic objectives. CDEV brings a commercial discipline to the evaluation, management, and divestiture of assets as well as other initiatives it executes in partnership with the Government of Canada and provides a unique and valuable perspective with deep financial expertise to the country’s most complex and diverse commercial transactions- La Corporation de développement des investissements du Canada (CDEV) est une société d’État fédérale autonome qui est devenue l’entité de choix pour les opérations financières critiques nécessaires pour aider le gouvernement fédéral à atteindre ses objectifs et à maximiser la valeur de ses actifs d’entreprise. Comptant plus de 40 ans d’existence, la CDEV a vu son mandat être élargi au fil du temps dans le but de fournir une gamme de services de conseil financier et d’expertise-conseil pour soutenir les objectifs économiques du pays. La CDEV apporte une discipline commerciale au processus d’évaluation, de gestion et de dessaisissement d’actifs, ainsi qu’à d’autres initiatives qu’elle met en œuvre en partenariat avec le gouvernement du Canada et fournit une perspective unique et précieuse, doublée d’une expertise financière approfondie concernant les intérêts commerciaux les plus complexes et les plus diversifiés du pays.
11 to 50 staff
Capital West Partners
Providing uncompromised, objective transaction advice to businesses across all industries in the mid-market, Capital West Partners has established a reputation for flawless deal execution and adding substantial value on every deal. Our expertise helps our clients navigate the most complex and strategically important transactions to maximize value. Based in Vancouver, BC with global reach through our IMAP partnership, our deep expertise and focused approach regularly deliver successful transactions for our diverse group of clients.
11 to 50 staff
Cem
Connecting Capital with Opportunity Investment professionals are often overwhelmed by companies seeking to raise capital or gain open-market support to increase liquidity. How can you stand out and effectively deliver your message and build relationships that can make a difference? CEM provides unique opportunities to meet face-to-face and build relationships with key contacts within the investment community. Through our partners’ fund at CEM Capital and over 10 years of curating an exclusive investor database, this allows YOU to just show up. We have done the legwork. Our approach: Capital: our mandate is to seek investment opportunities and grow our capital so that we can align with our investment community with our events. Events: our destination events link public and private issuers with top-tier investors through 1:1 meetings and networking at select venues across North America. Virtual: these online meetings keep our issuers and investors connected throughout the year. Executive: Our strategic consulting service focuses on executive leadership talent acquisition & development for public and private issuers. We curate valuable experiences through our pillars to build relationships and connect capital with opportunity. Contact us to see if YOU qualify. For more information check out our website give us a call +1.604.569.2209 or send us an e-mail info@cem.ca.
1 to 10 staff
Decisive Dividend Corporation
Decisive Dividend is an acquisition-oriented company, focused on opportunities in manufacturing. Our purpose is to be the sought-out choice for exiting legacy-minded business owners, while supporting the long-term success of the business acquired. Through that, we create sustainable and growing shareholder returns. What We Do Buy - We use a disciplined acquisition strategy to identify profitable, well-established, high quality manufacturing companies. We look for a sustainable competitive advantage, steady cash flows, growth potential and established, strong leadership with enterprise values up to $25 million. Build - We support the long-term success of the businesses acquired, with resources to help them achieve their potential. We recognize that those running the business know it better than we do. Hold - We support the long-term success of the businesses acquired, with resources to help them achieve their potential. We recognize that those running the business know it better than we do. Why Decisive Dividend Vendors - Exit opportunity. Continuation of business legacy. Opportunity to cash out. Participate in future Decisive Dividend growth. Employees - Business as usual. Opportunity for equity ownership (ESPP). Capital to grow the business. Stability of long-term ownership. Shareholders - Dividend strategy. Growing diversified portfolio of companies. Strong deal flow. Organic growth of existing companies. Synergistic opportunities with existing companies and future acquisitions. For more information, visit
501 to 1000 staff
Delphx Capital Markets Inc
TSXV: DELX)(OTCQB: DPXCF)("DelphX") Founded in 2012, DelphX is a technology and financial services company focused on bringing new and exciting alternatives to structured product and credit markets. Through its special purpose vehicle Quantem and its broker-dealer DelphX Services Corp, it enables fixed income dealers to offer new Rule 144A securities that optimally transfer and diffuse credit risk, while allowing the enhancement of yield.
1 to 10 staff
Publico Services Ltd
PubliCo Services Ltd. offers regulatory filing solutions and legal assistant consulting services to both public and private companies. Dianne Szigety, the principal of PubliCo Services Ltd, has over 20 years experience in the securities industry, from working as a senior legal assistant with several Vancouver law firms, to consulting in the areas of corporate governance and compliance, securities rules and policies and providing Corporate Secretarial services to mining, oil & gas, technology and medical companies.
1 to 10 staff
Tickblaze
Welcome to Tickblaze: The Pinnacle of Hybrid Trading Excellence Embrace the transformative world of Tickblaze, our ground-breaking 2-in-1 platform tailor-made for both discretionary and quantitative traders. Our hybrid approach merges intuitive and analytical trading, offering unmatched versatility and precision. Whether you’re an instinctive or data-driven trader, Tickblaze is your gateway to a superior trading experience, bridging two distinct worlds with innovative tools. Empowering Community and Education: Tickblaze fosters a vibrant community with its Peer-to-Peer script sharing and live trade room education, nurturing growth and collaboration among traders at all levels. Advanced Scripting and Comprehensive Data: Our platform, with advanced scripting in C# and Python, coupled with extensive market data, empowers traders to develop and execute sophisticated strategies effectively. Vendor Marketplace: Diverse Resources: Explore our rich vendor marketplace, a hub of diverse tools and services designed to enhance your trading journey. Specialized Desktops for Every Trader: Tickblaze features two purpose-built desktops: Standard Desktop: Intuitive and user-friendly, this desktop is ideal for discretionary traders, offering advanced chart trading and intuitive order management. Quant Desktop: A haven for quantitative traders, this desktop excels in strategy development, portfolio backtesting, and execution, available in both desktop and cloud-based formats (coming soon). Tickblaze: Elevating Your Trading Journey More than a platform, Tickblaze is a commitment to your trading success. Integrating the realms of discretionary and quantitative trading, we provide a unique, adaptable environment for every trading style, setting the stage for your achievements in the financial markets.
11 to 50 staff
Uw Finance Association
About: The University of Waterloo Finance Association is dedicated to providing an environment which encourages and enhances student interest in the financial industry. Mission: The UW Finance Association aims to introduce new students to finance, facilitate networking opportunities amongst members and the industry, and develop practical knowledge applicable outside of the academic setting. History: UW Finance Association was formed in May 2011 as the continuation of two reputable finance clubs, WIREX and UW Capital Markets Group. UWFA aims to incorporate many of the career and investment focused events and services of both the founding clubs, while continuously growing to provide a wide financial resource base for its members. WIREX was founded in September 2007 and was the first official FEDS finance club. Well known for its stock simulations and investment tutorials, it grew rapidly, expanding throughout all faculties. It has had memberships of over 200 members per term and forged partnerships with many professors and members of the financial industry. The UW Capital Markets Group was founded in September 2009. Through a variety of networking and job preparation events, the club aimed to expose members to available career opportunities within Capital Markets.
11 to 50 staff
Algorithmic Traders Association
The Algorithmic Trader’s Association, established in 2009, is the world's leading professional organization and resource center for the discussion of algorithmic trading strategy, methods, software, and technical analysis. Our mission is to establish a globally recognized framework and body of knowledge, that traders can rely on to fortify their automated trading strategies. We, here at the association, are actively working towards that goal. ATAs membership of SMEs, researchers, authors, and portfolio managers is truly impressive - all sharing insights on strategy, software and technical analysis. For Emerging Systematic Managers: Monetize your research and turn your existing strategies into income by joining the Global Strategies Platform (GSP). Request your strategy application here: Gain visibility and access to institutional investors. Get paid when your strategy performs. Retain strategy and IP ownership. For Prospective Algorithmic Traders: Learn to develop Alpha-generating Strategies with CAT® certification Get guidance to find and develop new trading strategies. Tap into an endless stream of new trading ideas. Legitimize your expertise through certification. Get CAT® certified and stay ahead of the markets, to find out if you qualify visit:
11 to 50 staff
