Directory · GB
Capital Markets in United Kingdom
A register of firms and the professionals working at them in the Capital Markets sector based in United Kingdom. Browse the public index, then filter or export on Kipplo.
Companies
1.8K on file
Capitolis
Capitolis is the technology company helping to create safer and more vibrant financial markets by unlocking capital constraints and enabling greater access to more diversified capital and investment opportunities. Rooted in advanced technology and deep financial expertise, Capitolis powers groundbreaking financial solutions that drive growth for global and regional banks – and institutional investors alike. Capitolis is backed by world class venture capital firms, including Canapi Ventures, 9Yards Capital, SVB Capital, Andreessen Horowitz (a16z), Index Ventures, Sequoia Capital, Spark Capital, and S Capital, as well as leading global banks such as Barclays, Citi, J.P. Morgan, Morgan Stanley, Standard Chartered, State Street and UBS. Founded in 2017, our team brings decades of experience in launching successful startups, technology, and financial services and is growing rapidly from our offices in New York, London and Tel Aviv.
51 to 200 staff
Ostc
OSTC is a global derivatives trading company creating outstanding performers in financial markets, by developing and supporting their knowledge and experience. We have long-standing partnerships with the world’s largest exchanges and our expanding suite of professional development and technology solutions is harnessing the talent for tomorrow’s success. From Mumbai to Warsaw, Swansea to Dubai, our network is growing fast. We’re inclusive and open to all, attracting a diverse talent pool that's helping us to transform the sustainable trading and financial services training landscape. Through a blend of democratised leadership, and data insights, the OSTC is committed to unlocking the full potential in everyone we train – and every opportunity.
201 to 500 staff
Etrading Software
Etrading Software (ETS) was founded in 2004 with the goal of bringing efficiency and stability to the burgeoning electronic trading markets. They bring extensive experience in managing complex financial data infrastructures and a strong track record of industry collaboration. The firm has been instrumental in developing and operating critical market utilities, including the Derivatives Service Bureau (DSB) and ANNA’s Technology Services. ETS designs, builds and operates technology solutions for the global capital markets. They operate regulatory-led capital market infrastructures that combine robust governance and transparency with high operational efficiency. They also operate market-led infrastructures that provide automated solutions to our clients for previously manual processes. Their focus on governance, efficiency and automation has resulted in their solutions being sought after by the overseers and operators of global capital markets. The Group has offices in Europe and Asia, with headquarters in London.
201 to 500 staff
Sp Angel
We have expanded steadily since our formation in 2006 and currently act as adviser and broker to over 50 companies quoted on AIM, the Aquis Exchange or the Main Market. We support our clients with a full range of expertise and services covering ongoing regulatory advice, IPOs and secondary placings, M&A transactions and corporate structuring. With an established reputation for market reach and successful execution of mandates, we have a strong track record across many key sectors including, Mining, Oil & Gas, Healthcare, Technology and Special Situations. The long-term client relationships we develop enable us to partner with our clients to help drive the growth of their businesses through rapidly changing market conditions. SP Angel is a Member of the London Stock Exchange, an AIM Nominated Adviser and Broker and an Aquis Exchange Corporate Adviser and is authorised and regulated by the Financial Conduct Authority (FCA).
11 to 50 staff
John Tainton A Division Of Hall & Pickles 1812 Ltd
John Tainton is the specialist supplier of fully flattened steel sheets and plates, capable of distributing in excess of tonnes per annum. With over 50 years experience of steel stockholding John Tainton processes and distributes only the highest quality steel throughout the United Kingdom and Ireland, offering a delivery service second to none. Our success has been achieved through attention to quality, service and reliability of supply time after time. On going capital investment programmes backed up by our policy of sourcing steel directly through the world's leading suppliers has enabled John Tainton to remain at the forefront of the steel stockholding industry. John Tainton is proud to offer our QUICKSTOCK® service to meet the requirements of our customers for same day/next day delivery.
51 to 200 staff
London Financial Studies
Expert teaching for exceptional performance. London Financial Studies is a specialist teaching resource that concentrates exclusively on capital markets. We offer individuals, teams and companies expert teaching that combines theoretical understanding with practical experience. Our business is driven by a distinct philosophy and clear values:* Practical Application * Intellectual Clarity * Personal Approach * Economic Value For more information visit or contact us at info@londonfs.com. London Financial Studies is recognized by the CFA Institute and GARP as providing executive education of the highest quality. Our programmes are eligible for continuing education credits from these institutions.
11 to 50 staff
Cardea Capital
Cardea Capital is an independent RIA that provides wealth management and investment advisory services at its core. Our intellectual capital is comprised of deep knowledge and experience in areas such as capital markets, investment management, financial structuring and sustainable investments, focused on Institutional and Individual Clients. Our platform is designed to enable advisors to stand above their competition by accessing our customized portfolios, and to focus on relationship management and new client acquisition. We provide high tech/high touch solutions. Please view our disclaimer here:
11 to 50 staff
D2 Legal Technology
Award-winning legal data consulting firm, D2 Legal Technology (D2LT), sits at the intersection of FinTech and LegalTech, acting as a trusted advisor to institutions on process, data and the use of technology to unlock business value through legal change. Founded in 2011, today D2LT is at the forefront of providing the strategy and assistance to firms with expert solutions relating to capital markets legal agreement and opinion digitisation and data management, technology and process, data privacy and protection, assisting its clients across Europe, the US and APAC regions. We specialise in enabling clients to harness LegalTech such as contract management solutions, document assembly tools, workflow, OCR, AI/machine learning and smart contracts and to respond to digital disruption, to become data driven and to add much needed business context to legal activity. D2LT’s areas of specialism include capital markets legal documentation (such as ISDA, GMRA, GMSLA, MRA, MSLA, OSLA, Prime Brokerage, Listed Derivatives and Clearing Agreements), risk management, regulation and a wealth of practical change management experience. Our recent industry awards include: 2021: Waters Technology Inside Market Data & Inside Reference Data ‘Best Counterparty Data Project or Initiative’ (winner) Law Society Awards’ ‘Excellence in Technology and Innovation’ (shortlist) Financial Times’ ‘Collaborative Innovation’ award (finalist) 2020: Law Society Excellence Awards (shortlist) Leading Adviser Awards (winner) FT Intelligent Business Special Report - LEI Counterparty Due Diligence Utility (recognised) 2019: Financial Times Intelligent Business Awards ‘Data Strategy’ (winner - with ISDA) Financial Times Top 10 Market Shapers (2nd) D2LT’s founder & CEO, Akber Datoo, is cited as one of EMEA’s 10 most innovative individuals in legal practice and is an appointed member of the Law Society’s Technology Law Committee where he chairs the digital assets and smart contracts sub-committee.
51 to 200 staff
First Derivative
First Derivative is driven by people, data, and technology, unlocking the value of insight, hindsight, and foresight to drive organizations forward. Counting many of the world's leading investment banks as clients, we help our clients navigate the data-driven, digital revolution that is transforming the financial services sector. Our global teams span across 15 offices serving clients across EMEA, North America and APAC. As an EPAM Systems, Inc.(NYSE: EPAM) company, a leading global provider of digital platform engineering and development services, we deliver advanced financial services solutions by empowering operational insights, driving innovation, and enabling more effective risk management in an increasingly data-centric world. Together with EPAM, we combine deep industry expertise with cutting-edge technology to help clients stay ahead in a rapidly evolving financial landscape, offering comprehensive solutions that drive business transformation and sustainable growth.
1001 to 5000 staff
Fxify
Leverage Your Trading Tailored Accounts Scale to in Trading Capital Become a Strategy Provider
51 to 200 staff
Hycm Global
This page and its content are not for EU and UK residents HYCM Capital Markets (HYCM) Group comprises multi-regulated entities that provide online FX and CFD trading to retail and institutional investors. With 40+ years of cumulative group experience, a strong focus on client satisfaction, and technical development, we are the online broker of choice. The HYCM Capital Markets Group is headquartered in London. Some of its licensed entities include HYCM Capital Markets (UK) Limited as regulated by the FCA (license no: 186171) The HYCM Group entities are obliged to meet strict financial standards including meeting capital adequacy requirements, undergo independent audits and maintain segregation of client funds.*Risk warning: Your Capital is at risk.*Certain products & services mentioned herein may or may not be available to all clients depending on which HYCM Capital Markets Group entity their trading account(s) adheres to. Cumulative Group experience for 40+ years
201 to 500 staff
Tallarium
Tallarium is an automated pricing platform designed to help traders better navigate off-exchange energy markets. We work with energy majors, trading houses, banks, refiners, and funds to improve trading performance whilst eliminating manual processes and simplifying workflows. Our platform provides a consolidated view of pricing that updates in real time as markets move, arming you with broader, deeper, and more timely market insights. Tallarium empowers traders to make better decisions, faster, and instantly respond to both risks and opportunities.
11 to 50 staff
Cairn Financial Advisers Llp
Cairn Financial Advisers is a successful boutique advisory firm offering lead advisory services to small and mid-market corporates. Formed in 2009, we are a senior team of highly experienced professionals advising clients on IPOs (AIM, Aquis Stock Exchange and Standard List of the Main Market of the London Stock Exchange), M&A (buyside, sellside and Takeover Code transactions) as well as general corporate finance services (including strategic reviews, structuring and valuation work). Being independent of a broking service, our flexibility allows clients to ensure that they are receiving the right advice and support as and when they need it. Our transactions range from just a few million to several hundred million pounds. Our approach is focused on providing high quality, timely and independent advice from a senior and experienced team. Having worked together for many years the Cairn team has a long track record of delivering value added advice to clients both public and private. Cairn is authorised and regulated by the Financial Conduct Authority and has been approved as a Nominated Adviser by the London Stock Exchange.
11 to 50 staff
Cen Group
CEN Group is a leading, UK-based investor communications and sustainability consultancy. We help businesses to engage more effectively by providing practical investor communications and sustainability solutions that make our clients' lives easier.
11 to 50 staff
Cmi2i
CMi2i provides unique capital markets intelligence and guidance to issuers and their advisors. CMi2i is known for the world’s most accurate share and debtholder identification service, supporting both corporates and their advisors with investor relations, M&A, shareholder activism, capital restructuring and proxy solicitation. Our team has provided intelligence and advice to over 500 of the largest, most structurally complex companies in the world, and supported numerous corporate transactions and general meetings. As a result, we offer clients a unique combination of skills, experience and methodologies within the following areas- Capital Market Intelligence & Investor Relations Support - Corporate Governance Advisory - Proxy Solicitation We specialise in on-going reporting for IR teams, as well as high profile mergers and acquisitions, takeovers, activist campaign defences, capital raising, and other events that inevitably lead to change in a company’s shareholder structure. Uniquely, CMi2i is the only company armed with the proprietary intelligence tools needed to truly accurately identify share and bondholders. Our reports have been specifically designed to provide near real-time insights and guidance on the evolution of a company's share ownership, whether that change is prompted by a capital event or by a shifting capital market story. Learn more at
11 to 50 staff
Guy Butler Limited
Guy Butler is an institutional credit specialist providing clients with idea driven trading strategies and relative credit ideas in investment grade bonds, distressed debt, equities, bank and corporate loans. Since 1996 the company has grown to become one of the leading firms in its field with a client base spread across Europe, North America and Asia.
11 to 50 staff
Hy Markets
HY Markets has its global headquarters in London and is authorized and regulated by the Financial Services Authority of the United Kingdom. The Group has over 30 years of operational history and is the trading platform of choice for investors seeking fast and direct access to the world's capital markets. This long-standing expertise has enabled us to develop our revolutionary web-based Internet trading platform, which enables clients to invest in all major capital markets from one integrated account in an easy-to-use interface. HY Markets is a division of the Henyep Group, a global diversified conglomerate with business in financial services, property, education, and charity spanning 3 continents and 20 countries worldwide. The Henyep Group of companies are registered and authorized in world-leading jurisdictions including London, Dubai, and Hong Kong. This provides clients with the comfort and security of a global institution. HY Markets provides investors with efficient and direct access to all their trading needs. Start trading with the security of an FSA regulated company.
201 to 500 staff
Xy Capital
XY Capital Group is a Hong Kong and London-based systematic arbitrage proprietary trading firm and asset manager. We are specialized in electronically trading global equities and futures, relying on our proprietary quantitative models and trading systems. We aim to make the financial markets more efficient with our growing presence in the global markets, leading to improved liquidity and reduced execution costs for investors.
11 to 50 staff
Agora - Digital Capital Markets
agora was founded to bring the worlds of technology, regulation and capital markets together for the benefit of financial market participants. Working with cutting edge distributed ledger technology, agora is creating the world's first truly end-to-end digital platform for the full life-cycle of bonds, from inception to redemption. With the agora platform, issuers, investment banks, custodians, CSDs, exchanges, investors, service providers and agents will be able to come together to create, trade and settle bonds.
11 to 50 staff
Pcs
PCS is an independent, not-for-profit initiative set up to re-inforce the asset-backed securities market in Europe as a key to generating robust and sustainable economic growth for the region. At the heart of the PCS initiative from January 2019 will be its work as a third party verification agent under the STS Regulation helping all market stakeholders to navigate the STS regime. In addition, PCS is also actively involved in the field of synthetic securitisation and in educational and advocacy work to enhance and promote standards of quality, transparency and simplicity throughout the asset-backed market.
11 to 50 staff
Prospectus.Com
Founded in by serial entrepreneurs who have led numerous companies funded vai abt and equity private placement offerings and have helped raise capital for multiple initiatives for consulting clients. Prospectus.com was created to give start-ups and later stage companies the ability to work with experienced securities attorneys, capital markets and investment industry veterans who are fluent in capital formation best practices and related documents required by institutional investors, HNW angel investors as well as relevant securities industry regulators. In addition to deep domain knowledge and experience re: financial offering document and business plan preparation, our value proposition is embraced by a broad network of industry professionals who rely on our team to provide outsourced services for their respective corporate clients who are focused on raising capital and require proper documentation throughout the capital formation process. Based in the heart of New York City’s financial district and with affiliated offices in the world’s major financial hubs, including in Hong Kong, London, Australia and Singapore, Prospectus.com is the premier public and private placement service firm worldwide.
11 to 50 staff
Algo Technologies Ltd
About Algo Technologies Algo Technologies is a specialist trading technology firm providing differentiated high speed trading solutions to firms and markets so that they can ‘be first as it’s all in the timing’’. The company’s solutions include: AlgoData – an in-house developed, fully distributed extremely low latency market data service – offering what we have been told is the industry’s fastest market data at competitive rates. AlgoM2 – the industry’s fastest ever exchange/MTF matching engine at 16 microseconds round trip latency, delivering performance 15-30 times faster than the next quickest offering (verified by CorvilNet™). AlgoSpan – our inter exchange fibre optic network that outperforms legacy telco networks, reducing data and transaction telco carrier latency and providing true ‘fibre-to-the-trading-desktop’ point-to-point connectivity between traders and exchanges with near-zero latency using the shortest available path. Algo Technologies’ solutions are built by a team with many years of expertise in electronic trading across the value chain. For more information please visit and contact us at info@algotechnologies.com.
1 to 10 staff
Capital Access
Capital Access Group is an independent IR advisory business connecting quoted companies with new and under-serviced institutions across the UK & Europe. We help companies generate fresh investor demand and increase investors' understanding of their equity story through our investor targeting, research, and virtual and face-to-face meetings. We work with a wide range of companies from the top of the FTSE 100 and FTSE 250 through to micro cap, as well as investment companies, across all sectors. The diverseness of our clients is our strength, uniquely placing us to connect them with generalist, long-only investors. Every company, management, and IR team is different - our investor engagement programmes are built and targeted to achieve your goals. Capital Access services include: Investor Access Our experienced team offers unrivalled access with a wide range of investors, particularly regionally. Investor Targeting By combining investor data both off the register and from our investor network, we make efficient use of management and IR time targeting and matching investors to equity stories. Equity Research Our equity research promotes a company’s investment case whilst improving understanding of complex equity stories in a time where investors lack access. Strategic Advice Our team has deep and broad experience from both investment banking and communications. This enables us to provide high quality strategic advice to companies of all sizes. Investment Companies We help Investment Companies target Institutional and Private Client Fund Managers, selected IFAs, and specialist sector investors including fund of funds. Investor Perception Surveys The scientific approach of our 'Capital Access Insight' service gives clients the tools they need to understand the views of their investors and maximise the efficiency of their IR activities.
11 to 50 staff
Clarus Financial Technology
Clarus Financial Technology provides applications, software and services to the Global Derivatives market. These markets are undergoing massive regulatory change, which requires market participants to operate in a new world of Swap Execution Facilities (SEFs), Central Counterparties (CCPs) and Swap Data Repositories (SDRs). Our applications, software and services are designed to empower financial firms to operate successfully in a post-regulatory reform world, in a connected and more transparent world.
11 to 50 staff
