Alesandro Phillips

Background

About Alesandro Phillips

I am a very dedicated young man who believes in hard work and discipline,I put pride and effort in any assignment or task given to me no matter the complexity of the task given at hand.Compliance and Ethics Graduate Trainee at ECIC.• Identify legislative risks and improve compliance awarenessthrough risk identification, stakeholder engagement, andcreating mitigation and monitoring strategies.• Develop, implement, and maintain risk and compliancedocuments, policies, and procedures.• Establish and maintain procedures for the identification,reporting, and resolution of compliance and regulatory issues.• Monitor compliance with applicable legislation, industrydevelopments, and internal procedures.• Conduct physical and electronic audits as directed by thecompliance plan.• Collate data and create reports within provided timeframes.• Handle general client correspondence, notifications, legislativereferences, and queries.• Escalate identified breaches to management.• Liaise with internal stakeholders and industry role players.• Conduct research as directed by the appointed Supervisor.• Achieve supervision milestones as per supervision plan tofacilitate self-directed growth.• Provide hospitality to clients.