Amy Marchitto

Background

About Amy Marchitto

Highly skilled compliance professional with success in major multinational corporations (Cargill Incorporated, Prudential Financial, Citigroup Global Markets Incorporated) proven leader in driving compliance and building successful business models and supporting global operations. Coverage included Registered Financial Entities Futures Commission Merchants, Commodity Trading Advisors, Commodity Pools, Registered Investment Advisors, Broker Dealer, Swap Dealer & non-registered activities i.e, agriculture, protein, energy, FX, and precious metals and coins. Strategic business partner that drives compliance awareness and supports strategic business development and profits. Accomplished Chief Compliance Officer with extensive global experience and key advisor/team member on operational compliance requirements, implementation, and testing. Proven success as a compliance subject matter expert leading rule review, risk assessments, control framework, building compliance/AML programs, implementing policies, advising on operational necessities to comply with regulations and developing training programs for regulatory obligations of the global teams. Team leader with keen ability to develop staff. Responsible for regulatory responses to governmental and exchange inquiries, investigations, and developing relationships with regulators. Company representative for industry groups.