Marjorie Forestal

Background

About Marjorie Forestal

Marjorie Forestal is a Principal in Deloitte Advisory’s practice, with over 25 years of experience helping financial services clients meet their regulatory reporting, risk and compliance requirements.Prior to joining Deloitte & Touche, Marjorie was a Supervisor with the Compliance Department of the National Futures Association (“NFA”), where she planned and performed financial and compliance examinations of Futures Commission Merchants (FCMs), Commodity Pool Operators (CPOs), Commodity Trading Advisors (CTAs) and Introducing Brokers (IBs). Marjorie was with the NFA for ten years (from July 1990 – July her tenure with Deloitte Advisory, Marjorie leads engagements that include assisting clients with-Establishing and implementing policies and procedures that address operational, regulatory and financial risks-Executing analyses of swap dealers, broker-dealers and futures dealers' regulatory obligations across, client protection, financial and net capital reporting, trade and transaction reporting-building and executing testing and data quality frameworks over reporting obligations through analyticsMarjorie's expertise includes deep experience in the SEC's model-based capital requirements including operationalizing risk governance, policies and procedures to support such requirements.Marjorie helps firms with their swap dealer and security-based swap dealer registration and compliance obligations, including remediation and implementation of reg requirements.