Investment Banking in Hong Kong

Citic Securities

CITIC Securities is a leading investment bank in China. The Company was established in October 1995 and it offers a wide range of financial services including securities brokerage, investment banking and asset management, to a large and diverse client base encompassing corporations, financial institutions, governments and individuals. The largest shareholder of the Company is CITIC Corporation Limited.

10001+ staff

Mirae Asset Securities Hk

Global business is a key growth driver of Mirae Asset Securities. Mirae Asset Securities’ global presence, which started with the establishment of its Hong Kong office in 2006, has now expanded to the emerging markets in Brazil, mainland China and Vietnam as well as the developed markets in US and UK. Mirae Asset Securities has relentlessly invested in infrastructure and talent of each region. In order to build its foundation as a global financial services company, Mirae Asset Securities focuses on developing business strategies corresponding to each region’s business environment. Concurrent with the expansion of its global presence, the company’s brokerage, wealth management and investment banking businesses will continue to thrive. Ultimately, through globalization, the company aims to offer a wider range of advanced financial products and services to our clients and obtain a diversified stream of revenue for the company. Mirae Asset Securities will take the initiative in serving local communities. The company believes small action can make a difference and the importance of corporate citizenship. Mirae Asset Securities is dedicated to build a brighter community. We look forward to your continue interest in Mirae Asset Securities and pledge to provide exceptional financial services with a client-centric business philosophy.

51 to 200 staff

Union Gaming

Union Gaming is a boutique investment bank and advisory firm focused exclusively on the global gaming industry, which we define as the $400 billion–plus market to include land–based casinos, lottery, online, and pari-mutuel wagering. The company specializes in global equity and high yield research, securities dealing, investment banking and advisory. Founded in 2009, the company has offices in Hong Kong, Las Vegas, Macau, and New York.

11 to 50 staff

Tongfang Securities Co., Ltd

The Group is an SFC licensed corporation providing a wide range of products in Brokerage, Investment Banking, Asset Management, Research and Private Equity. We are expertise in providing all-round, specially-tailored financial services to HNW families/individuals, senior corporate executives and institutions mainly from PRC China and Hong Kong.

51 to 200 staff

Foray Ventures

Foray Ventures is an independent and entrepreneurial advisory group, focused on corporate venturing opportunities. We are exploring parenting advantages and strategic growth opportunities: Value creation through synergies between entrepreneurial innovators and established multinational corporate platforms. Headquartered in Hong Kong, we explore opportunities across industry sectors and markets worldwide.

1 to 10 staff

Golden Century International Holdings Group Limited

Our Group has developed a comprehensive and industrial-financial integrated global platform with a wide range of services including security instruments, investment funds, asset management, insurance, physical and digital gold products, clean energy, integrated health related industry, advance manufacturing, to meet our customers' needs in wealth management and global asset allocation.

51 to 200 staff

The Balloch Group

The Balloch Group (TBG), founded in 2001 by former Canadian Ambassador to China, Howard Balloch, is a leading independent advisory and investment banking firm. Serving both domestic and international clients, TBG specializes in mergers and acquisitions, capital markets, and private equity investments. Recognized by ChinaVenture as one of China’s Best New Investment Banks in 2007.*Currently a subsidiary under Canaccord Genuity Asia

11 to 50 staff

Genki Capital

Genki Capital is an independent investment bank working for buyers in a number of industries. We utilize exceptional technology in finding companies to meet our client's search criteria. Our team of experienced professionals located around the globe identifies strategic acquisition targets for buyers, maximizes shareholder value, and generates exceptional outcomes for sellers across a wide range of sectors.

11 to 50 staff

Geminis Limited

1 to 10 staff

Carrington Fox

Carrington Fox has built its reputation as a niche headhunting firm, focusing primarily on search and contingent search mandates within cash and derivatives across the revenue generating centres of investment banking. Given the dynamic nature of the financial world, we have adapted to market changes and volatility, recognising the vital need to evolve our offering to client needs at every level. We are committed to providing an exceptional quality of service through our adaptability, investment in training and development, internal structure and global coverage. Through developing a genuine understanding of our client’s needs, we are able to support and comprehensively advise all parties involved in the process and not only meet, but exceed expectations through Carrington Fox’s renown provision of first-class services. The firm employs focused, well educated consultants working niche markets, who are committed to understanding our clients’ markets and specific needs in order to consistently surpass their expectations. Carrington Fox maintains an avid interest in ambitious, high achieving, experienced search and contingency consultants with strong academic backgrounds and a proven track record to join its team in downtown Manhattan. At every level, this business is hard-working and tenacious, polished and presentable, with excellent communication skills and is driven to offer current and future clients a broader, more comprehensive service.

11 to 50 staff

Guosen Securities

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10001+ staff

Boci

BOCI was one of the first investment banks established in China and is one of the biggest and strongest China-invested banks in overseas markets. BOCI has a leading position in the Hong Kong capital market in terms of overall competitiveness, thanks to its comprehensive cross-border investment banking services platform that ranks at the forefront among Chinese investment banks, and to its internationalized investment banking framework that upholds best practices in the industry. BOCI has been granted with the highest corporate credit rating among all Chinese investment banks by international rating agencies. BOCI was incorporated in Hong Kong on 10 July 1998, and its predecessor, China Development Finance Company (HK) Limited, was established in 1979. Having grown and prospered during the wave of China’s reforms and opening-up over the past 39 years, BOCI has proved itself to be a trusted expert in the mainland market with deep insight into local conditions and a strong grasp of international regulations. Headquartered in Hong Kong with more than 50 subsidiaries around the world, BOCI provides clients with a full range of investment banking products and services in both mainland China and overseas capital markets, including share issuance, merger and acquisition, bond issuance, fixed income, private banking, private equity, global commodities, asset management, equity derivatives, and leveraged and structured financing. It is one of the very few Chinese investment banks capable of providing international one-stop services in both the mainland China and Hong Kong markets.

1001 to 5000 staff

China Securities International Finance Holding Company Limited

China Securities (International) Finance Holding Company Limited (())("CSCI" or the "Company") is a wholly-owned subsidiary of China Securities Co, Ltd.("CSC"), one of the leading nationwide full-service securities company in China. CSC was listed on the main board of Hong Kong Stock Exchange (Stock Code: 6066.HK) and list on the main board of the Shanghai Stock Exchange (Stock Code: 601066.SH). It enjoys strong shareholders supports including Beijing State-owned Capital Operation and Management Center, Central Huijin Investment Limited and CITIC Limited which are large enterprises possessed of strong capital support, sophisticated capital operations experience and relatively high renowned reputation. CSCI was established in Hong Kong on July 2012, the Company is committed to becoming an innovative and pioneeringinvestment bank. In order to better serve our corporate, institutional and wealth management clients, we provide a wide range of products and services, leveraging throughour Corporate Finance, Asset Management, Securities & Futures Trading, Equity Research, Institutional Sales, FICCand Structured Financing and other businesses. As CSC’s flagship entity to enter into the international capital market, CSCI is home to a team of young, enthusiastic and savvy professionals and management caliber with extensive experience in corporate finance, asset management and brokerage,which secures the company’s sustainable long-term development.

201 to 500 staff

Shenwan Hongyuan H.K. Limited

Shenwan Hongyuan (H.K.) Limited ("Shenwan Hongyuan HK", ticker: 00218.HK) is the full-service international business arm of Shenwan Hongyuan Group Co, Ltd.(ticker: 06806.HK and which conducting securities-related businesses through Shenwan Hongyuan Securities Co, Ltd. Founded in 1993, Shenwan Hongyuan HK is one of the earliest Chinese securities firms that operated in Hong Kong. Now we provide integrated financial services to institutional clients, corporate clients and individual clients in Hong Kong and other selected overseas markets, covering capital raising, M&A advisory, sales & trading, research services, wealth management and asset management. We have offices in Hong Kong, London, Singapore, Tokyo and Seoul. Major Subsidiaries: Shenwan Hongyuan Capital (H.K.) Limited Shenwan Hongyuan Securities (H.K.) Limited Shenwan Hongyuan Futures (H.K.) Limited Shenwan Hongyuan Research (H.K.) Limited Shenwan Hongyuan Asset Management (Asia) Limited

201 to 500 staff

Abc International Holdings Limited

As a wholly owned subsidiary of Agricutral Bank of China (1288 HK), ABC International Holdings Limited was incorporated in Hong Kong in November 2009. ABC International Holdings Limited has 7 wholly-owned subsidiaries, namely ABCI China Investment Corporation Limited, ABCI Investment Suzhou Corporation Limited, ABCI Capital Limited, ABCI Investment Management Limited, ABCI Asset Management Limited, ABCI Securities Company Limited, Smart Huge Investments Limited, and 2 holding subsidiaries, namely ABCI Qihang (Suzhou) Private Fund Management Company Limited, ABCI Investment Management XiongAn Company Limited. The holding company has 8 departments, namely Corporate Affairs Department, Human Resources Department, Treasury & Finance Department, Legal & Compliance Department, Risk Management Department, Internal Audit Department, China Desk Department and Information Technology Department.

201 to 500 staff

Probitas Partners

Probitas Partners is a leading independent global placement agent. We work across the spectrum of private markets (private equity, private credit and real assets), and our services include primary fund fund placement, direct / co-invest syndication, and secondary advisory. With a global footprint and offices in San Francisco, New York, London, and Hong Kong, we bring together extensive market knowledge, proven execution capabilities, and diverse industry perspectives. Our integrated approach and specialized focus enable us to deliver optimized outcomes for our clients worldwide.

11 to 50 staff

Somerley

We have worked hard to establish our track record, reputation and expertise. Since the firm’s founding we have followed certain fundamental principles, which have served us well and made Somerley into what it is today – one of the most active financial advisory firms in the Greater China region. Our corporate finance advisory services mainly include: • acting as financial adviser to Hong Kong public listed companies, major shareholders and investors of these companies and parties seeking to control or invest in listed companies (mostly in transactions which involve the Hong Kong Listing Rules and/or Takeovers Code). This includes acting as arranger in connection with the introduction of investors to listed companies in Hong Kong and/or their major shareholders in a takeover transaction; • acting as independent financial adviser to independent board committees and/or independent shareholders of listed companies; •acting as sponsor to clients pursuing an IPO. Somerley Capital is also a licensed sponsor with three registered Principals and a professional team specialised in providing sponsorship services; and • acting as compliance adviser, mostly for newly listed companies in Hong Kong.

11 to 50 staff

Zhongtai Financial International Limited

Zhongtai Financial International Limited (“Zhongtai International”, formerly known as "Qilu International"), is a wholly-owned foreign subsidiary of Zhongtai Securities, is pursuant to the license approval from The China Securities Regulatory Commission to be established in Hong Kong. To facilitate its rapidly growth of cross-border business covering the major capital markets, Zhongtai International strived to set up overseas branches across the globe and has now established its presence in Mainland China, Hong Kong, Singapore, Japan and Korea. Zhongtai International’s parent company, Zhongtai Securities Co, Ltd.(“Zhongtai Securities”, formerly known as "Qilu Securities"), is a listed Securities Group (Stock Code: 600918.SH) incorporated in China under the supervision of Shandong Provincial State-owned Assets Supervision and Administration Commission (SASAC). With over 7,400 employees and more than 350 securities sales offices covering 28 provinces across the country, Zhongtai Securities provides full spectrum of financial services to both corporate and individual clients and has been recognized with its professional and quality one-stop services. In reliance on the resources and advantages in Mainland China from the parent company, Zhongtai Securities, Zhongtai International adopts financial holding company model with international management concept, financial innovation and quality service standard providing comprehensive overseas investment solutions and integrated financial services span across corporate finance, wealth management, asset management, fixed income, currency & commodities, brokerage, institutional business, etc. to global investors and corporations through its subsidiaries. Zhongtai International is devoted to connect global investors with the capital market in Mainland China, establish linkage between markets in Mainland China and Hong Kong, and make due contributions to the China financial industry’s development and internationalization.

201 to 500 staff

Bocom International

We are a well-established and the only integrated platform for securities and related financial services of Bank of Communications Co, Ltd. in Hong Kong, one of the State-Owned Joint Stock Commercial Banks. Founded in 1998, we were one of the earliest licensed securities firms with a PRC background in Hong Kong and have weathered many economic and industry cycles as well as regulatory reforms. Our objectives are to offer one-stop securities and financial services for our clients and to expand our international operations. Leveraging Bank of Communications Co, Ltd.'s long established client base in Hong Kong and the PRC, wide brand recognition and industry expertise, we have been able to capitalise on our competitive strengths to increase client adhesion and create value for our clients and shareholders. We offer comprehensive and integrated securities and financial products and services to our clients. •Securities Brokerage and Margin Financing. We execute trades on behalf of our clients in stocks, bonds, futures, options and other tradable securities and offer margin financing services to provide leverage to clients’ securities transactions. •Corporate Finance and Underwriting. We provide one-stop corporate finance and underwriting solutions to our corporate clients, including IPO sponsorship, financial advisory, as well as underwriting (equity and debt) and placing services. •Investment and Loans. We invest in equity and fixed income securities and other financial products for our own account. In addition, we may extend structure financing and loans to our clients to meet their various financing needs. Furthermore, we also invest in equity of privately-held companies for our own account. •Asset Management and Advisory. We provide comprehensive asset management and advisory services to our clients, comprising mutual fund management, specialised asset management, private equity fund management and investment advisory.

201 to 500 staff

Kdb Asia Limited

KDB Asia Limited is an Investment Banking/Venture company located in 8 Finance Street, Hong Kong, Hong Kong Island, Hong Kong.

11 to 50 staff

Anglo Chinese Corporate Finance, Limited

Managed by Stephen Clark and Christopher Howe, we are one of the most experienced specialists in classic corporate finance, merger & acquisitions, capital raising and restructuring in the Hong Kong and Asia markets. We also provide trouble shooting and transaction support for special situations, which includes litigation support, commercial intelligence and due diligence investigations, threat assessment and reputation and crisis management. We have offices in Hong Kong, Shanghai and Shenzhen and we invest our own capital in what we do.

11 to 50 staff

Abci Capital Limited

ABCI is committed to providing a full range of international first-class capital market business services to our distinguished customers, including quality enterprises, financial institutions, and government agencies in China and abroad. ABCI tries to get a better understanding of the customers’ business and development strategy in order to design financing solutions to meet customer needs, and constantly create business value for customers.

201 to 500 staff

Brilliant Multi Color People Inc

Brilliant Multi Color People is an Investment Fund owning the VMF Protocol. Aiming for a Market Capitalization of USD 250 Trillion by 2047

51 to 200 staff

Thu Capital

Founded by Tsinghua alumni in 2012, THU Capital is now the No.1 International Financial Adviser in China. Headquarter in Beijing; offices in Hong Kong and Silicon Valley. Connect you with Chinese Investment Institution. So you can leave the financing to us. Closed 5 China-to-US VC deals in 1H'2016 totaling $230M.

11 to 50 staff